Senior Manager/AVP-Company Secretary

5+ Years | Chennai

Who we are?

Kaleidofin is a neobank for the informal sector, which provides solutions tailored to the customer’s goals and are intuitive to use. We are working towards creating fair and transparent financial solutions that can target millions of customers and enterprises in India that don’t have easy access to formal financial planning.

In a very short time span, global investors such as Oiko Credit, Flourish, Omidyar Network and Blume Ventures have supported Kaleidofin’s well thought out business model with $8 million in seed and Series A funding.

The company won the Amazon AI Conclave award for Fintech, was one of only ten startups chosen for the Google LaunchPad Accelerator program in 2019, was recognised as India’s Most Innovative Wealth, Asset and Investment Management Service/Product by the Internet & Mobile Association of India (IAMAI) and was selected to present at United Nations General Assembly Special Task Force Event.

With its focus to harness mobile technology to deliver a paperless experience as well as its focus to harness technology and analytics to predict the right product for the right customer, Kaleidofin aims to become a leading FinTech player bringing financial solutions to everyone.

To know more about Kaleidofin, do visit our site www.kaleidofin.com

What you’ll do?

This Key role will serve as a critical connect between the regulatory / statutory bodies and the Company’s management and its verticals. Building a compliance culture encompassing awareness, execution of business strategies in line with compliance stipulations, pro-active advice on new product / processes and escalations on actual / potential non-compliance with respect to applicable compliances, which broadly includes Companies Act, SEBI Act, RBI Act and Labour Laws applicable to the Company and its three Subsidiaries.

  1. Play a central role in the area of identifying the level of compliance risk in each business line, products and processes and issue instructions to operational functionaries / formulate proposals for mitigation of such risk.
  2. Incorporate a robust mechanism to ensure that regulatory guidelines / instructions are promptly issued / disseminated within the organization, monitor compliance with the regulatory guidelines / instructions and highlight instances of compliance failures.
  3. Implement and manage an effective compliance program.
  4. Develop and review company guidelines on policies / process / products.
  5. Monitor and test compliance by performing sufficient and representative compliance testing and the results of such compliance testing would be reported to the Senior Management.
  6. Consider ways to measure compliance risk (e.g. by using performance indicators) and use such measurements to enhance compliance risk assessment.
  7. Create and manage effective action plans in response to audit discoveries and compliance violations.
  8. Co-ordinate for comprehensive review and reporting on compliance issues and actions at yearly / quarterly / monthly basis as may be decided by the Board / Audit Committee / CEO.
  9. Must be proficient in e-filings and handling the website of RBI and the Ministry of Corporate Affairs.
  10. Ensure employees are educated on the latest regulations and processes.
  11. Assist in conducting of Board, general and other committee meetings.
  12. Drafting of minutes of Board, general and other committee meetings and follow up actions thereof.

 Who You Need To Be:

  • MBA – Finance from a reputed college.
  • Min. 5 years of related work experience as a qualified Company Secretary preferably in insurance / finance / fin-tech sector.
  • Be a qualified member of the Institute of Company Secretaries of India (ICSI).
  • The person will be responsible for assisting and managing the compliance, operations and secretarial activities.
  • Skilled in Legal Compliance, Company Law, Communication, Microsoft Office, and Patent Law.

If you fit the bill, write to me at hr@kaleidofin.com